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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

RICHARD JOHN GUNDERUD

Advisor at STRATEGIC ADVISERS LLC

FREEHOLD, NJ | SHREWSBURY, NJ

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Search this name across graphsid dfx:ria:de734516-8704-4fcb-66ab-836c209302d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 16, 2015
First registration: Aug 6, 2018
Dual registered: yes, broker-dealer
Other names: RICHARD J GUNDERUD
IAPD individual key: 6116412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	FREEHOLD, NJ\|SHREWSBURY, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 25, 2023	Mar 31, 2025	no	BRIDGEWATER, NJ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 27, 2020	Aug 18, 2023	no	Morristown, NJ\|ARLINGTON, VA\|MORRISTOWN, NJ	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Oct 8, 2019	May 22, 2020	no	WALL, NJ	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 6, 2018	Oct 3, 2019	no	EAST BRUNSWICK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 18, 2023	Sep 25, 2023	38	Firm change	RIA to ibd
PARK AVENUE SECURITIES LLC	E*TRADE CAPITAL MANAGEMENT, LLC	May 22, 2020	May 27, 2020	5	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Oct 3, 2019	Oct 8, 2019	5	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 25, 2023 to Mar 31, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 27, 2020 to Aug 18, 2023factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Oct 8, 2019 to May 22, 2020factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 6, 2018 to Oct 3, 2019factForm ADV

Dated events

Occurred
Aug 18, 2023
Advisor changed firm
Richard John Gunderud left E*Trade Capital Management, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-25)
Form ADVobserved 5 days ago