This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$215MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$212M

Private client RAUM

$215MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$71.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

3

Offices

2Schedule D 1.F, beyond the principal office

Accounts

354

High net worth clients

81

SEC number

801-131232

CRD

314068

Filings on the tape

6

First filed

Aug 30, 2024

Latest filed

Jun 29, 2026

Organised

Limited Liability Company, CO

Website

downshiftfinancial.com

• Occurred

  Aug 30, 2024
  First Form ADV filing

  Downshift Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:de77ca2d-1201-e267-8a25-abfa0812f961

First observed

Aug 30, 2024

Last observed

Jun 29, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.