R•••• R• L•••

Advisor at T••••••• I••••••••• M••••••••• I•••

MINNEAPOLIS, MN | Escanaba, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de7a091a-7c1f-4b43-b420-0051fe29040c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Sep 11, 2026	n/a	yes	Escanaba, MI\|MINNEAPOLIS, MN	Current employment
E••••• J••••	National bd RIA	Jun 16, 2025	May 10, 2026	no	ESCANABA, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T••••••• I••••••••• M••••••••• I•••	May 10, 2026	Sep 11, 2026	124	Firm change	Ibd to ibd
H•••• F•••••••• S•••••••• I•••	E••••• J••••	May 9, 2025	Jun 16, 2025

Relationships

Registered with (3)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 16, 2025 to May 10, 2026factForm ADV
→ H•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2025 to May 9, 2025factForm ADV

Dated events

Occurred
May 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de7a091a-7c1f-4b43-b420-0051fe29040c
First observed: Apr 23, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.