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S••••••••• C••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• C••••• P••••••• L•

CRD 282955

TAMPA, FL

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Search this name across graphsid dfx:ria:de819a69-3b2f-9460-4777-9c0e37b3b9e8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 8
On other graphs: 3
Observed: May 11, 2016 to Mar 31, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••••• C••••• P••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

S••••••••• C••••• P••••••• L•

Capital provider to sponsors · shared crd

Private Creditidentity

S••••••••• C••••• P••••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $577M••• Locked
Discretionary RAUM: $577M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• S•••••• S••••••••• L•••••• L•	Private Equity Fund	$283M	May 17, 2024	214	Mar 30, 2020	reported	021-374768
S••••••••• S•••••• S••••••••• L•••••• I• L•	Private Equity Fund	$225M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• K••••••• I•••••	Trustee	E	yes	12/2012	May 11, 2016	May 17, 2024
A•••• K••••••• I•••••	INVESTMENT M••••••	C	yes	12/2012	May 11, 2016	May 17, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• C••••• O••••••••• C••••• G• L•	n/a	n/a	n/a	N	yes	n/a
S••••••••• S•••••• S••••••••• L•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• S•••••• S••••••••• L•••••• I• G• L•

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$577M	$575M	0.3%	$398M	13.2%	14	13	0	0

Relationships

Advises (11)

→ S••••••••• S•••••• S••••••••• L•••••• I• L•Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ S••••••••• C••••• O••••••••• L•Private fundPrivate Equity Fund, IA
Mar 27, 2018 to presentfactForm ADV
→ S••••••••• S•••••• S••••••••• L•••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ S••••••••• C••••• O••••••••• C•••••••• 2• L••

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
S••••••••• C••••• P••••••• L• reported RAUM $597.6M, up 50% from $398.1M (2023-03-30 to 2024-03-28)
Form ADVobserved 7 days ago
$199M
Occurred
Mar 28, 2024
Control person joined
Vaibhav Kumar (Member) appeared on Schedule A of S••••••••• C••••• P••••••• L•
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person joined
(Nmn) Brett Bossung (Grantor) appeared on Schedule A of S••••••••• C••••• P••••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de819a69-3b2f-9460-4777-9c0e37b3b9e8
First observed: May 11, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (19)

← W••••• M•••• A•••••OwnerMEMBER, ownership code E, individual
May 11, 2016 to May 17, 2024factForm ADV
← B••••••• B••••• ••••OwnerTRUSTEE, ownership code E, individual
May 11, 2016 to May 17, 2024factForm ADV
← A•••• K••••••• I•••••OwnerTRUSTEE, ownership code E, individual
May 11, 2016 to May 17, 2024factForm ADV
← Y•••• G••••••• T•••OwnerCHIEF OPERAT••• OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 30, 2017 to May 17, 2024factForm ADV
← H••••••• A•••• R••••••OwnerMANAGING MEMBER, ownership code C, individual
May 11, 2016 to May 17, 2024factForm ADV
← K••••• V••••••• Y••OwnerLIMITED PARTNER / PORTFOLIO M••••••, ownership code B, individual
May 11, 2016 to May 17, 2024factForm ADV
← R•••••• B••••• M••••••OwnerMANAGING MEMBER, ownership code D, individual
May 11, 2016 to May 17, 2024factForm ADV
← K••••• V••••••OwnerMEMBER, ownership code C, individual
Mar 28, 2024 to May 17, 2024factForm ADV
← E•••••• R••••••• S•••••OwnerTRUSTEE, ownership code E, individual
Mar 28, 2024 to May 17, 2024factForm ADV
← R•••••• E••••••••OwnerMEMBER, ownership code D, individual
Mar 30, 2023 to May 17, 2024factForm ADV
← B•• 7• L••OwnerMEMBER, ownership code C, domestic entity
Mar 28, 2024 to May 17, 2024factForm ADV
← B•• I• 2••• N••••• T••••OwnerMEMBER, ownership code E, domestic entity
Sep 8, 2017 to May 17, 2024factForm ADV
← H••••• B• L••OwnerMEMBER, ownership code C, domestic entity
May 11, 2016 to May 17, 2024factForm ADV
← H••••• B• T••••OwnerMEMBER, ownership code E, domestic entity
May 11, 2016 to May 17, 2024factForm ADV
← H•••••• A•• L••OwnerMEMBER, ownership code C, domestic entity
Mar 30, 2023 to May 17, 2024factForm ADV
← N••• R••• L••OwnerMEMBER, ownership code C, domestic entity
Mar 30, 2023 to May 17, 2024factForm ADV
← N••• R••• T••••OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2023 to May 17, 2024factForm ADV
← S••••••••• C••••• M•••••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
May 6, 2022 to May 17, 2024factForm ADV
← V••• I••••••••• L••OwnerMEMBER, ownership code C, domestic entity
Mar 28, 2024 to May 17, 2024factForm ADV