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RIA / WealthAdvisor27 years in industry

THOMAS David GARVEY

Advisor at LCR WEALTH MANAGEMENT LLC

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de89dd57-dc7a-998c-6476-da44cef83f15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 19, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Thomas David Garvey

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LCR WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 24, 1998
First registration: Feb 19, 2003
Dual registered: no
IAPD individual key: 3103823

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LCR WEALTH MANAGEMENT LLC	Independent wealth	Mar 12, 2021	n/a	yes	WESTPORT, CT	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Sep 7, 2007	Jan 21, 2021	no	WILTON, CT\|SOUTH NORWALK, CT\|WESTPORT, CT	Previous registration
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC	Former SEC adviser	Feb 19, 2003	Sep 20, 2007	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	LCR WEALTH MANAGEMENT LLC	Jan 21, 2021	Mar 12, 2021	50	Firm change	Ibd to RIA
PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC	UNITED CAPITAL FINANCIAL ADVISORS	Sep 20, 2007	Sep 7, 2007	-13	Firm change	Other

Relationships

Registered with (3)

→ LCR WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Mar 12, 2021 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 7, 2007 to Jan 21, 2021factForm ADV
→ PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 19, 2003 to Sep 20, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de89dd57-dc7a-998c-6476-da44cef83f15
First observed: Feb 19, 2003
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOMAS David GARVEY

Advisor at LCR WEALTH MANAGEMENT LLC

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de89dd57-dc7a-998c-6476-da44cef83f15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LCR WEALTH MANAGEMENT LLC

Independent wealth

Mar 12, 2021

n/a

yes

WESTPORT, CT

Current employment

UNITED CAPITAL FINANCIAL ADVISORS

Independent wealth

Sep 7, 2007

Jan 21, 2021

WILTON, CT|SOUTH NORWALK, CT|WESTPORT, CT

Previous registration

PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC

Former SEC adviser

Feb 19, 2003

Sep 20, 2007

STAMFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

UNITED CAPITAL FINANCIAL ADVISORS

LCR WEALTH MANAGEMENT LLC

Jan 21, 2021

Mar 12, 2021

Firm change

Ibd to RIA

PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC

UNITED CAPITAL FINANCIAL ADVISORS

Sep 20, 2007

Sep 7, 2007

-13

Firm change

Other