This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MML INVESTORS SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1976earliest registration or exam on IAPD

Years in industry

49derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Chartered Financial Consultant

Exams

S63

First exam

May 8, 1984

First registration

Jul 8, 1997

Dual registered

yes, broker-dealer

Other names

PETER ALEXANDER BAN|PETER ALEXANDER BAN|PETER ALEXANDER BAN|P. NATHEN BANNE

IAPD individual key

1048610

Graph

RIA / Wealth Management

Canonical id

dfx:ria:de932cb9-01bf-2dad-2e2c-0ceb6d1f9f68

First observed

Jul 8, 1997

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.