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Advisor at 1836 ASSET MANAGEMENT, LLC
GARLAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1836 ASSET MANAGEMENT, LLC | Independent wealth | May 7, 2021 | n/a | yes | GARLAND, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 6, 2016 | May 21, 2021 | no | Dallas, TX | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | May 13, 2008 | Sep 6, 2016 | no | DALLAS, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 14, 2000 | May 21, 2008 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 1836 ASSET MANAGEMENT, LLC | May 21, 2021 | May 7, 2021 | -14 | Firm change | Ibd to new firm |
| DEUTSCHE BANK SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | DEUTSCHE BANK SECURITIES INC. | May 21, 2008 | May 13, 2008 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:313389:TX:2021-05-10 | May 21, 2021 | May 7, 2021 | DALLAS, TX | Firm change |