DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JOHN CHRISTOPHER COOKE

Advisor at SANCTUARY ADVISORS, LLC

Indianapolis, IN | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:deaecfdb-9247-a18a-aaca-db93d85b930f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: Jan 6, 1994 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

John Christopher Cooke

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

John Christopher Cooke

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANCTUARY ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 12, 1991
First registration: Jan 6, 1994
Dual registered: yes, broker-dealer
Other names: CHRIS COOKE|J. CHRISTOPHER COOKE|J. CHRIS COOKE
IAPD individual key: 2161718

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Nov 10, 2016	n/a	yes	MIAMI, FL\|Indianapolis, IN	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 18, 2016	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 6, 1994	Jul 1, 2003	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SANCTUARY ADVISORS, LLC	Nov 18, 2016	Nov 10, 2016	-8	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:226606:IN:2016-11-18	Nov 18, 2016	Nov 10, 2016	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: current employment
Nov 10, 2016 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 18, 2016factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 6, 1994 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:deaecfdb-9247-a18a-aaca-db93d85b930f
First observed: Jan 6, 1994
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN CHRISTOPHER COOKE

Advisor at SANCTUARY ADVISORS, LLC

Indianapolis, IN | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:deaecfdb-9247-a18a-aaca-db93d85b930f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:24 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SANCTUARY ADVISORS, LLC

Bd affiliated wealth

Nov 10, 2016

n/a

yes

MIAMI, FL|Indianapolis, IN

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jul 1, 2003

Nov 18, 2016

INDIANAPOLIS, IN|INDIANAPOLIS, IN

Previous registration

PRUDENTIAL EQUITY GROUP, LLC

n/a

Jan 6, 1994

Jul 1, 2003

INDIANAPOLIS, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

SANCTUARY ADVISORS, LLC

Nov 18, 2016

Nov 10, 2016

-8

Firm change

Other

PRUDENTIAL EQUITY GROUP, LLC

WELLS FARGO ADVISORS

Jul 1, 2003

Bulk transfer

Other

Team

Left

Joined

From

Kind

19616:226606:IN:2016-11-18

Nov 18, 2016

Nov 10, 2016

INDIANAPOLIS, IN

Firm change