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CRD 127650
WOODBRIDGE, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL BRIAN SCHATZ | n/a | WOODBRIDGE, CT | 22 | 32 | 1 | no |
| RONALD ROBERT MILONE | Certified Financial Planner | New Haven, CT | WOODBRIDGE, CT | 8 | 33 | 1 | no |
| CHRISTOPHER TODD ANGLE | n/a | Redding, CT | 8 | 27 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SCHATZ, PAUL, BRIAN | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | yes | 06/2003 | Feb 13, 2012 | Mar 13, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 6, 2026 | $147M | $147M | 3 | 3 | 0 | n/a | n/a |
| 2024 | Apr 15, 2025 | $129M | $129M | 3 | 3 | 0 | n/a | n/a |
| 2011 | Feb 13, 2012 | $51.6M | $50.6M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $147M | $129M | 14.0% | n/a | n/a | 3 | 3 | 0 | 0 |