DFX Intelligence

C••••••••• J••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• J••••• G•••

Advisor at F••••••• P•••••• L•••••• L••

RALEIGH, NC | Raleigh, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• P•••••• L•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• P•••••• L•••••• L••	Independent wealth	Aug 16, 2018	n/a	yes	RALEIGH, NC\|Raleigh, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 11, 2015	Aug 27, 2018	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F••••••• P•••••• L•••••• L••	Aug 27, 2018	Aug 16, 2018	-11	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:290298:NC:2018-08-24	Aug 27, 2018	Aug 16, 2018	RALEIGH, NC	Firm change

Relationships

Registered with (2)

→ F••••••• P•••••• L•••••• L••Registered adviserregistration: current employment
Aug 16, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2015 to Aug 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 11, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.