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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SWISS-ASIA ASSET MANAGEMENT (HK) LIMITED

CRD 286183

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ded4f692-0fc2-b07e-f20a-6c99c861b4ff

Data as of Jan 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Dec 25, 2017 to Jan 29, 2019
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $210MItem 5.F on the latest filing (2019-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $34.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 32
Individual clients: 22
High net worth clients: 2
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $42.0Mgross asset value as reported per fund; never fund size
SEC number: 801-112364
CRD: 286183
Filings on the tape: 7
First filed: Dec 25, 2017
Latest filed: Jan 29, 2019
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COPROSSA INVESTMENT FUND	Hedge Fund	$59.8M	Dec 6, 2023	40	Nov 29, 2018	reported	021-323133
ALGO TREND	Hedge Fund	$8.6M	Dec 12, 2016	15	Dec 12, 2016	dropped	n/a
CAISHEN SPC - KAIROS FUND SP	Hedge Fund	$5.0M	Jan 13, 2020	2	Dec 25, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HO, SUE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2016	Jan 11, 2018	Jan 29, 2019
KNABL, STEVE	Director	Na	yes	09/2009	Jan 11, 2018	Jan 29, 2019
LEHMANN, RICCARDO	MANAGING DIRECTOR	Na	yes	08/2015	Jan 11, 2018	Jan 29, 2019
MIVELAZ, OLIVIER, PASCAL	BENEFICIAL OWNER	D	yes	10/2004	Jan 11, 2018	Jan 29, 2019
MIVELAZ, OLIVIER, PASCAL	Director	Na	yes	12/2009	Jan 11, 2018	Jan 29, 2019
PING ON PTE LTD	Shareholder	D	yes	01/2008	Jan 11, 2018	Jan 29, 2019
SOON, JASON	Director	Na	yes	06/2014	Jan 11, 2018	Jan 29, 2019
SWISS-ASIA HOLDINGS PTE. LTD.	Shareholder	E	yes	07/2008	Dec 25, 2017	Jan 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SWISS-ASIA FINANCIAL SERVICES PTE LTD	n/a	n/a	n/a	Y	yes	n/a
SWISS-ASIA HOLDINGS PTE. LTD.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jan 29, 2019	$210M	$210M	18	14	1	3	$42.0M
2017	Nov 29, 2018	$210M	$210M	18	14	1	3	$42.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$210M	$210M	0.0%	n/a	n/a	18	18	1	1

Relationships

Advises (3)

→ COPROSSA INVESTMENT FUNDPrivate fundHedge Fund, ERA
Nov 29, 2018 to presentfactForm ADV
→ CAISHEN SPC - KAIROS FUND SPPrivate fundHedge Fund, ERA
Dec 25, 2017 to presentfactForm ADV
→ ALGO TRENDPrivate fundHedge Fund, ERA, no longer reported
Dec 12, 2016 to Dec 12, 2016factForm ADV

Controls (7)

← HO, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2018 to presentfactForm ADV
← KNABL, STEVEOwnerDIRECTOR, ownership code NA, individual
Jan 11, 2018 to presentfactForm ADV
← SOON, JASONOwnerDIRECTOR, ownership code NA, individual
Jan 11, 2018 to presentfactForm ADV
← LEHMANN, RICCARDOOwnerMANAGING DIRECTOR, ownership code NA, individual
Jan 11, 2018 to presentfactForm ADV
← MIVELAZ, OLIVIER, PASCALOwnerBENEFICIAL OWNER, ownership code D, individual
Jan 11, 2018 to presentfactForm ADV
← PING ON PTE LTDOwnerSHAREHOLDER, ownership code D, foreign entity
Jan 11, 2018 to presentfactForm ADV
← SWISS-ASIA HOLDINGS PTE. LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 25, 2017 to presentfactForm ADV

Dated events

Occurred
Nov 29, 2018
Regulatory AUM changed
Swiss-Asia Asset Management (Hk) Limited reported RAUM $209.5M, up 168% from $78.3M (2018-02-08 to 2018-11-29)
Form ADVobserved 6 days ago
$131M
Occurred
Dec 25, 2017
First Form ADV filing
Swiss-Asia Asset Management (Hk) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ded4f692-0fc2-b07e-f20a-6c99c861b4ff
First observed: Dec 25, 2017
Last observed: Jan 29, 2019 93 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWISS-ASIA ASSET MANAGEMENT (HK) LIMITED

CRD 286183

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ded4f692-0fc2-b07e-f20a-6c99c861b4ff

Data as of Jan 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COPROSSA INVESTMENT FUND

Hedge Fund

$59.8M

Dec 6, 2023

Nov 29, 2018

reported

021-323133

ALGO TREND

Hedge Fund

$8.6M

Dec 12, 2016

dropped

n/a

CAISHEN SPC - KAIROS FUND SP

Hedge Fund

$5.0M

Jan 13, 2020

Dec 25, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HO, SUE

CHIEF COMPLIANCE OFFICER

yes

01/2016

Jan 11, 2018

Jan 29, 2019

KNABL, STEVE

Director

yes

09/2009

Jan 11, 2018

Jan 29, 2019

LEHMANN, RICCARDO

MANAGING DIRECTOR

yes

08/2015

Jan 11, 2018

Jan 29, 2019

MIVELAZ, OLIVIER, PASCAL

BENEFICIAL OWNER

yes

10/2004

Jan 11, 2018

Jan 29, 2019

MIVELAZ, OLIVIER, PASCAL

Director

yes

12/2009

Jan 11, 2018

Jan 29, 2019

PING ON PTE LTD

Shareholder

yes

01/2008

Jan 11, 2018

Jan 29, 2019

SOON, JASON

Director

yes

06/2014

Jan 11, 2018

Jan 29, 2019

SWISS-ASIA HOLDINGS PTE. LTD.

Shareholder

yes

07/2008

Dec 25, 2017

Jan 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SWISS-ASIA FINANCIAL SERVICES PTE LTD

n/a

yes

n/a

SWISS-ASIA HOLDINGS PTE. LTD.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jan 29, 2019

$210M

$42.0M

2017

Nov 29, 2018

$210M

$42.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$210M

0.0%

n/a