DFX Intelligence

L••••••• P••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

L••••••• P••••••• C••••••

Advisor at B••••• C••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:dee12143-ec88-ef76-7f70-e1d0f2bb6949

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• C••••••• L••	State registered	Aug 28, 2021	n/a	yes	NEW YORK, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Mar 13, 2006	Nov 19, 2007	no	WINTER PARK, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	B••••• C••••••• L••	Nov 19, 2007	Aug 28, 2021	5,031	Firm change after gap	Other

Relationships

Registered with (2)

→ B••••• C••••••• L••Registered adviserregistration: current employment
Aug 28, 2021 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 13, 2006 to Nov 19, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dee12143-ec88-ef76-7f70-e1d0f2bb6949
First observed: Mar 13, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.