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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 17, 2025 | n/a | yes | MILWAUKEE, WI | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Oct 1, 2015 | Nov 23, 2016 | no | Milwaukee, WI|INDIANAPOLIS, IN | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 6, 2003 | Nov 27, 2013 | no | Milwaukee, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Nov 23, 2016 | Jan 17, 2025 | 2,977 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | ONEAMERICA SECURITIES, INC. | Nov 27, 2013 | Oct 1, 2015 | 673 | Firm change after gap | Other |