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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MARK JULIUS POTOCSNY

Advisor at LPL FINANCIAL LLC

CHESHIRE, CT | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:df136669-31ce-ef9c-5d3f-0680289f8d7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 19, 1996
First registration: Feb 2, 1998
Dual registered: yes, broker-dealer
Other names: MARK POTOCSNY|MARK JULUIS POTOCSNY
IAPD individual key: 2417184

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 9, 2025	n/a	yes	SAN DIEGO, CA\|CHESHIRE, CT	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Aug 17, 2021	Apr 8, 2025	no	CHESHIRE, CT\|ORLANDO, FL	Previous registration
MORGAN STANLEY	Wirehouse	May 9, 2014	May 14, 2021	no	MADISON, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 13, 2014	no	NEW HAVEN, CT	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Feb 2, 1998	Jan 1, 2008	no	HAMDEN, CT\|HAMDEN, CT\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	LPL FINANCIAL LLC	Apr 8, 2025	Apr 9, 2025	1	Firm change	Ibd to ibd
MORGAN STANLEY	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	May 14, 2021	Aug 17, 2021	95	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	MORGAN STANLEY	May 13, 2014	May 9, 2014	-4	Firm change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 9, 2025 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2021 to Apr 8, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 9, 2014 to May 14, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 13, 2014factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Feb 2, 1998 to Jan 1, 2008factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
Mark Julius Potocsny left International Assets Investment Management, Llc for Lpl Financial Llc (registered 2025-04-09)
Form ADVobserved 4 days ago