DFX Intelligence

F•••••••• J••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

F•••••••• J••••• L•••••••

Advisor at S••••••••• A•••••••• I•••

San Juan, PR

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Search this name across graphsid dfx:ria:df1502b6-5142-ac33-2066-8253ffc67764

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	Nov 17, 2025	n/a	yes	San Juan, PR	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 2, 2015	Nov 19, 2025	no	SAN JUAN, PR\|SAN JUAN, PR\|SAN JUAN, PR\|SAN JUAN, PR\|Humacao, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S••••••••• A•••••••• I•••	Nov 19, 2025	Nov 17, 2025	-2	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 2, 2015 to Nov 19, 2025factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df1502b6-5142-ac33-2066-8253ffc67764
First observed: Sep 2, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.