DFX Intelligence

J••• N••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

J••• N••••••• C•••••••••

Advisor at M•••••• A•••••••• L••

SHORT HILLS, NJ

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Search this name across graphsid dfx:ria:df20ccef-0d29-9e18-a0d9-aac3a1441ef2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• A•••••••• L••	State registered	Jan 1, 2026	n/a	yes	SHORT HILLS, NJ	Current employment
R•• A•••••••	Independent wealth	Apr 23, 2018	Jun 30, 2020	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• A•••••••	M•••••• A•••••••• L••	Jun 30, 2020	Jan 1, 2026	2,011	Firm change after gap	RIA to state RIA
H••••••• R••••••• A•• M••••••••• L••	R•• A•••••••	Jan 31, 2014	Apr 23, 2018

Relationships

Registered with (4)

→ M•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ R•• A•••••••Registered adviserregistration: previous registration
Apr 23, 2018 to Jun 30, 2020factForm ADV
→ H••••••• R••••••• A•• M••••••••• L••Registered adviserregistration: previous registration
Jun 15, 2012 to Jan 31, 2014factForm ADV
→ S•••••••• A••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df20ccef-0d29-9e18-a0d9-aac3a1441ef2
First observed: Jul 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.