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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

CRD 113181

METAIRIE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df23db34-ca85-bde4-a10c-6073446e9996

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 20, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $211MItem 5.F on the latest filing (2026-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $211M
Private client RAUM: $210MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $35.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,371
Individual clients: 490
High net worth clients: 60
Custody, client assets: $2.7M
SEC number: 801-60383
CRD: 113181
Filings on the tape: 28
First filed: Mar 29, 2012
Latest filed: May 20, 2026
Organised: Limited Liability Company, LA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CLAUDIA M HAYDEN	Certified Financial Planner	METAIRIE, LA	22	26	1	no
ANDREW VALENTINE POOL	n/a	METAIRIE, LA	22	25	1	no
RUDY JEROME BLANCHARD	Certified Financial Planner	METAIRIE, LA	22	28	n/a	no
ERIC ARTHUR GRESCHNER	n/a	Metairie, LA	22	30	n/a	no
BLAIR M BARBIER	n/a	METAIRIE, LA	22	26	n/a	no
DOUGLAS W THOMPSON	n/a	BATON ROUGE, LA \| METAIRIE, LA	11	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLANCHARD, RUDY, JEROME	PORTFOLIO MANAGER	C	yes	01/2000	Mar 29, 2012	Mar 26, 2024
GRESCHNER, ERIC, ARTHUR	PORTFOLIO MANAGER	D	yes	07/1997	Mar 29, 2012	Mar 26, 2024
Richmond, Deanna, Wooley	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Mar 29, 2019	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIORITY FUNDS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	1	no
BATON ROUGE	La	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$211M	$211M	8	6	1	n/a	n/a
2024	Mar 18, 2025	$188M	$188M	8	6	2	n/a	n/a
2023	Mar 26, 2024	$173M	$172M	8	6	2	n/a	n/a
2022	Mar 31, 2023	$153M	$153M	6	4	2	n/a	n/a
2021	Mar 15, 2022	$168M	$166M	6	4	2	n/a	n/a
2020	Mar 26, 2021	$142M	$141M	4	2	2	n/a	n/a
2019	Apr 1, 2020	$137M	$136M	4	2	2	n/a	n/a
2018	Mar 29, 2019	$119M	$117M	4	2	2	n/a	n/a
2017	Mar 29, 2018	$135M	$129M	4	2	3	n/a	n/a
2016	Mar 31, 2017	$112M	$106M	4	2	n/a	n/a	n/a
2015	Mar 28, 2016	$129M	$125M	4	2	n/a	n/a	n/a
2014	Mar 30, 2015	$126M	$123M	6	6	n/a	n/a	n/a
2013	Mar 27, 2014	$120M	$116M	6	6	n/a	n/a	n/a
2012	Mar 28, 2013	$107M	$104M	8	5	n/a	n/a	n/a
2011	Mar 29, 2012	$112M	$110M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$211M	$188M	12.2%	$153M	11.3%	8	8	1	2

Relationships

Registered with (8)

← DOUGLAS W THOMPSONAdvisorregistration: current employment
Nov 17, 2014 to presentfactForm ADV
← BLAIR M BARBIERAdvisorregistration: current employment
Jul 19, 2004 to presentfactForm ADV
← ERIC ARTHUR GRESCHNERAdvisorregistration: current employment
Jul 15, 2004 to presentfactForm ADV
← RUDY JEROME BLANCHARDAdvisorregistration: current employment
Jul 6, 2004 to presentfactForm ADV
← CLAUDIA M HAYDENAdvisorregistration: current employment
Jul 1, 2004 to presentfactForm ADV
← ANDREW VALENTINE POOLAdvisorregistration: current employment
Jul 1, 2004 to presentfactForm ADV
← Amy Michele ZamikovskyAdvisorregistration: previous registration
Sep 6, 2006 to Nov 17, 2014factForm ADV
← WESLEY JOSEPH KUBESCHAdvisorregistration: previous registration
Sep 5, 2006 to Jul 6, 2009factForm ADV

Controls (3)

← BLANCHARD, RUDY, JEROMEOwnerPORTFOLIO MANAGER, ownership code C, individual
Mar 29, 2012 to Mar 26, 2024factForm ADV
← GRESCHNER, ERIC, ARTHUROwnerPORTFOLIO MANAGER, ownership code D, individual
Mar 29, 2012 to Mar 26, 2024factForm ADV
← Richmond, Deanna, WooleyOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to Mar 26, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df23db34-ca85-bde4-a10c-6073446e9996
First observed: Mar 29, 2012
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

CRD 113181

METAIRIE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df23db34-ca85-bde4-a10c-6073446e9996

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CLAUDIA M HAYDEN

Certified Financial Planner

METAIRIE, LA

ANDREW VALENTINE POOL

n/a

METAIRIE, LA

RUDY JEROME BLANCHARD

Certified Financial Planner

METAIRIE, LA

n/a

ERIC ARTHUR GRESCHNER

n/a

Metairie, LA

n/a

BLAIR M BARBIER

n/a

METAIRIE, LA

n/a

DOUGLAS W THOMPSON

n/a

BATON ROUGE, LA | METAIRIE, LA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLANCHARD, RUDY, JEROME

PORTFOLIO MANAGER

yes

01/2000

Mar 29, 2012

Mar 26, 2024

GRESCHNER, ERIC, ARTHUR

PORTFOLIO MANAGER

yes

07/1997

Mar 29, 2012

Mar 26, 2024

Richmond, Deanna, Wooley

CHIEF COMPLIANCE OFFICER

yes

11/2018

Mar 29, 2019

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIORITY FUNDS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

BATON ROUGE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$211M

n/a

2024

Mar 18, 2025

$188M

n/a

2023

Mar 26, 2024

$173M

$172M

n/a

2022

Mar 31, 2023

$153M

n/a

2021

Mar 15, 2022

$168M

$166M

n/a

2020

Mar 26, 2021

$142M

$141M

n/a

2019

Apr 1, 2020

$137M

$136M

n/a

2018

Mar 29, 2019

$119M

$117M

n/a

2017

Mar 29, 2018

$135M

$129M

n/a

2016

Mar 31, 2017

$112M

$106M

n/a

2015

Mar 28, 2016

$129M

$125M

n/a

2014

Mar 30, 2015

$126M

$123M

n/a

2013

Mar 27, 2014

$120M

$116M

n/a

2012

Mar 28, 2013

$107M

$104M

n/a

2011

Mar 29, 2012

$112M

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$211M

$188M

12.2%

$153M

11.3%