DFX Intelligence

C••••••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

C••••••••• C•••••• A•••••••

C••••••••• VENTURES, LLC, CRD 322366

IRVING, TX

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Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 2
Observed: Feb 15, 2023 to Mar 24, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C•••••• A•••••••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

C••••••••• C•••••• A•••••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.06 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $347M••• Locked
Discretionary RAUM: $347M
Private client RAUM: $296Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $69.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• W•••••• R•••••••	Certified Financial Planner	AUSTIN, TX \| IRVING, TX \| Irving, TX	3	23	5	no
K•••••• J•• H•••	n/a	Irving, TX \| AUSTIN, TX \| IRVING, TX	3	15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• E•••• I•• O••••••••• L•	Private Equity Fund	$6.2M	Mar 24, 2026	36	Mar 24, 2026	reported	n/a
C•• S•••• O••••••••• L•	Private Equity Fund	$4.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••••• J•••• W••••••	FOUNDER, DIRECTOR OF BUSINESS DEVELOPMENT	C	yes	03/2013	Feb 15, 2023	Feb 20, 2024
S••••••• S••••••• B••••••	FOUNDER, DIRECTOR OF FINANCIAL PLANNING, CHIEF COMPLIANCE OFFICER	C	yes	03/2013	Feb 15, 2023	Feb 20, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$347M	$291M	19.4%	n/a	n/a	5	5	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• F•••••••• N••••••	4	Apr 3, 2023	Mar 30, 2023	IRVING, TX	Team lift out	Ibd to new firm	0.1%

Relationships

Advises (4)

→ C•• E•••• O••••••••• L•Private fundPrivate Equity Fund, IA
Mar 24, 2026 to presentfactForm ADV
→ C•• E•••• I•• O••••••••• L•Private fundPrivate Equity Fund, IA
Mar 24, 2026 to presentfactForm ADV
→ C•• S•••• O••••••••• L•Private fundPrivate Equity Fund, IA
Jan 4, 2024 to presentfactForm ADV
→ C•• F• H•••••• O••••••••• L•

Dated events

Order

Occurred
24 Mar 2026
Ria ownership band change
••• Locked
Form ADV
Occurred
24 Mar 2026
Private fund first reported3 events
C••••••••• C•••••• A•••••••: private fund first reported, 3 counterparties, on 24 Mar 2026
$4.5M to $6.2M
- ••• Locked$6.2M
- ••• Locked$4.5M
- ••• Locked$4.8M
Occurred
10 Apr 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
3 Apr 2023
Team lift-out
••• Locked
Form ADV
4 advisors
Occurred
15 Feb 2023
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 15, 2023
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.