DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K••••• A••••••• S•••••••• L••
St Simons Island, GA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Oct 20, 2022 | n/a | yes | AUSTIN, TX|St Simons Island, GA | Current employment |
| B•• S••••••••• I••• | Independent wealth | Sep 9, 2015 | Oct 10, 2022 | no | ST. SIMONS ISLAND, GA|CHERRY HILL, NJ|St. Simons, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• S••••••••• I••• | K••••• A••••••• S•••••••• L•• | Oct 10, 2022 | Oct 20, 2022 | 10 | Firm change | Ibd to ibd |
| T•••••• A•••••••• I••• | B•• S••••••••• I••• | Sep 22, 2015 | Sep 9, 2015 |
| T•••••• A•••••••• I••• | Former SEC adviser | Apr 10, 2015 | Sep 22, 2015 | no | ST. SIMONS ISLAND, GA | Previous registration |
| T•••••• A•••••••• I••• | Former SEC adviser | Jan 15, 2014 | Dec 31, 2014 | no | LITCHFIELD, CT | Previous registration |
| T•••••• A•••••••• I••• | Former SEC adviser | Jan 2, 2013 | Dec 31, 2013 | no | LITCHFIELD, CT | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Apr 30, 2010 | no | SAINT PETERSBURG, FL|BRUNSWICK, GA | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Aug 9, 2006 | Jan 2, 2009 | no | ST. SIMONS ISLAND, GA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 14, 2004 | Aug 4, 2006 | no | BRUNSWICK, GA|STATESBORO, GA|POOLER, GA | Previous registration |
| -13 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | T•••••• A•••••••• I••• | Apr 30, 2010 | Jan 2, 2013 | 978 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S•••••••• I••• | Aug 4, 2006 | Aug 9, 2006 | 5 | Firm change | Other |