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Advisor at ALLWORTH FINANCIAL, L.P.
Lawrence, KS | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Apr 26, 2023 | n/a | yes | Lawrence, KS|FOLSOM, CA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 4, 2006 | Apr 20, 2023 | no | LAWRENCE, KS|SEWICKLEY, PA|LAWRENCE, KS | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 17, 2001 | May 30, 2003 | no | LAWRENCE, KS | Previous registration |
| AFFINITY FINANCIAL ADVISORS | Former SEC adviser | Jun 29, 1987 | Aug 15, 2023 | no | LAWRENCE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AFFINITY FINANCIAL ADVISORS | COMMONWEALTH FINANCIAL NETWORK | Aug 15, 2023 | May 17, 2001 | -8,125 | Firm change after gap | RIA to ibd |
| CETERA ADVISOR NETWORKS LLC | ALLWORTH FINANCIAL, L.P. | Apr 20, 2023 | Apr 26, 2023 | 6 | Firm change | Ibd to ibd |
| COMMONWEALTH FINANCIAL NETWORK | CETERA ADVISOR NETWORKS LLC | May 30, 2003 | Mar 4, 2006 | 1,009 | Firm change after gap | Other |