DFX Intelligence

A•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 1b 10b

A•••••• L••

CRD 290117

NEW YORK, NY

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Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Oct 24, 2017 to Mar 25, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.49 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.4B••• Locked
Discretionary RAUM: $6.4B
Private client RAUM: $2.0Bderived••• Locked
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $3.2Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• P•••• A••••••	n/a	NEW YORK, NY	5	43	n/a	no
T•••••• L•• T••••	n/a	NEW YORK, NY	5	24

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•• A••••••••• L•	Hedge Fund	$1.2B	Mar 25, 2026	43	Mar 30, 2012	reported	021-155536
D•• A••••••••• L••	Hedge Fund	$591M	Mar 25, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• M••••••••• L••	MANAGING MEMBER	E	yes	10/2017	Mar 25, 2026	Mar 25, 2026
A••••••• J•••• P••••	MANAGING DIRECTOR	Na	yes	10/2017	Mar 25, 2026	Mar 25, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• F•••• G• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.4B	$5.2B	23.0%	$4.6B	11.6%	13	13	2	2

Relationships

Advises (8)

→ B•••• I••••••••• G••••Private fundOther Private Fund, IA
Mar 27, 2019 to presentfactForm ADV
→ D••••• E•••• P•••••• M••••• F••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ A•••••• C•••••••• I•••Private fundOther Private Fund, IA
Mar 27, 2019 to presentfactForm ADV
→ E••••••• P••••••• L•

Dated events

Order

Occurred
25 Mar 2026
Ria office opened
••• Locked
Form ADV
Occurred
25 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$693M
Occurred
25 Mar 2026
Private fund gav change
••• Locked
Form ADV
$189M
Occurred
5 Aug 2022
Control person joined
••• Locked
Form ADV
Occurred
24 Oct 2017
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 24, 2017
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.