DFX Intelligence

M••• F•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

M••• F•••••• H•••

Advisor at D••••• C••••••• I•••

NAPA, CA

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Search this name across graphsid dfx:ria:df52c578-254d-adf1-3cab-72960731f7a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• C••••••• I•••	Independent wealth	Aug 19, 2015	n/a	yes	NAPA, CA	Current employment
H••••••••• I••••••••• I•••	Independent wealth	Aug 6, 2007	Aug 13, 2015	no	NAPA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• I••••••••• I•••	D••••• C••••••• I•••	Aug 13, 2015	Aug 19, 2015	6	Firm change	Other
F•••••••• W••• G••••	H••••••••• I••••••••• I•••	Jun 29, 2007	Aug 6, 2007

Relationships

Registered with (3)

→ D••••• C••••••• I•••Registered adviserregistration: current employment
Aug 19, 2015 to presentfactForm ADV
→ H••••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2007 to Aug 13, 2015factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Mar 23, 2005 to Jun 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df52c578-254d-adf1-3cab-72960731f7a4
First observed: Mar 23, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.