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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CHRISTY LYNN FRANK

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

STOCKTON, CA

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Search this name across graphsid dfx:ria:df541a01-b07f-7d60-e5b6-8c4becbfbecf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Apr 6, 2004
First registration: Jul 13, 2004
Dual registered: yes, broker-dealer
Other names: CHRISTY LYNN FERREROSTOVALL|CHRISTY LYNN FERRERO STOVALL|CHRISTY LYNN FERRERO
IAPD individual key: 4739602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 12, 2016	n/a	yes	STOCKTON, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 21, 2010	May 20, 2016	no	STOCKTON, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Dec 23, 2010	no	STOCKTON, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 13, 2004	Jan 1, 2008	no	STOCKTON, CA\|STOCKTON, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 20, 2016	May 12, 2016	-8	Firm change	Wirehouse to ibd
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Dec 23, 2010	Dec 21, 2010	-2	Firm change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
May 12, 2016 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 21, 2010 to May 20, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Dec 23, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 13, 2004 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.