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Advisor at THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC
MARBLE FALLS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC | State registered | Feb 15, 2018 | n/a | yes | MARBLE FALLS, TX | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Apr 17, 2009 | Jul 11, 2018 | no | MARBLE FALLS, TX | Previous registration |
| EDWARD JONES | National bd RIA | Aug 22, 2006 | Apr 14, 2009 | no | KINGSLAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC | Jul 11, 2018 | Feb 15, 2018 | -146 | Firm change after gap | Ibd to state RIA |
| EDWARD JONES | SUMMIT FINANCIAL GROUP INC | Apr 14, 2009 | Apr 17, 2009 | 3 | Firm change | Other |