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O•• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

O•• L•••••••••

Advisor at A•••• R•••• L••

SAN MATEO, CA

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Search this name across graphsid dfx:ria:df5cfceb-bf67-e023-8e91-80ef9473f2ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• R•••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• R•••• L••	State registered	Feb 25, 2011	n/a	yes	SAN MATEO, CA	Current employment
C••••••••• • A••••••••• L••	Independent wealth	Aug 27, 2009	Feb 11, 2019	no	San Mateo, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• • A••••••••• L••	A•••• R•••• L••	Feb 11, 2019	Feb 25, 2011	-2,908	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ A•••• R•••• L••Registered adviserregistration: current employment
Feb 25, 2011 to presentfactForm ADV
→ C••••••••• • A••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2009 to Feb 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df5cfceb-bf67-e023-8e91-80ef9473f2ee
First observed: Jan 11, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.