DFX Intelligence

A••••• H••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••••• H••••••• B•••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

Warrenton, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Apr 5, 2025	n/a	yes	Warrenton, VA	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 30, 2022	Apr 7, 2025	no	Warrenton, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Apr 7, 2025	Apr 5, 2025	-2	Bulk transfer	Ibd to ibd
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Dec 31, 2022	Aug 30, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:2543:GA:2021-07-27	Jul 27, 2021	Jul 27, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (6)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 5, 2025 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2022 to Apr 7, 2025factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 27, 2021 to Dec 31, 2022factForm ADV
→ T••••• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 30, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.