DFX Intelligence

D•••• G••••••• X•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D•••• G••••••• X•

Advisor at M•• I•••••••• S•••••••• L••

Chester, NJ

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Search this name across graphsid dfx:ria:df823911-713c-4c91-0dff-cbd2f92d5525

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 8, 2022	n/a	yes	Chester, NJ	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Jan 3, 2019	Sep 30, 2019	no	PARSIPPANY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	M•• I•••••••• S•••••••• L••	Sep 30, 2019	Feb 8, 2022	862	Firm change after gap	Ibd to ibd
S••••• E••••••• I••	S••••• F•••••••• R•••••••• I••	Dec 27, 2018	Jun 13, 2002

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 8, 2022 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2019 to Sep 30, 2019factForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
Jun 5, 2002 to Dec 27, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df823911-713c-4c91-0dff-cbd2f92d5525
First observed: Jun 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.