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Advisor at EFFECTIVE ASSETS
HASLETT, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EFFECTIVE ASSETS | Independent wealth | Feb 23, 2017 | n/a | yes | HASLETT, MI | Current employment |
| LINCOLN PAIN CONSULTING | n/a | Jan 3, 2012 | Feb 20, 2018 | no | EL CERRITO, CA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 4, 2007 | Dec 31, 2011 | no | BERKELEY, CA|LA MESA, CA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 23, 2006 | Dec 15, 2006 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINCOLN PAIN CONSULTING | EFFECTIVE ASSETS | Feb 20, 2018 | Feb 23, 2017 | -362 | Firm change after gap | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LINCOLN PAIN CONSULTING | Dec 31, 2011 | Jan 3, 2012 | 3 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 15, 2006 | Jan 4, 2007 | 20 | Firm change | Other |