DFX Intelligence

J•••• W•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••• W•••••• R•••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

NASHVILLE, TN

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Search this name across graphsid dfx:ria:df902d1a-c81a-9af0-f472-5a2a4435bf91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Apr 6, 2016	n/a	yes	NASHVILLE, TN	Current employment
S••••• A••• A•••• M••••••••• I•••	Former SEC adviser	Oct 13, 2010	Apr 6, 2016	no	NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• A•••• M••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Apr 6, 2016	Apr 6, 2016	0	Firm change	Other
S•••••••	S••••• A••• A•••• M••••••••• I•••	Oct 9, 2007	Oct 9, 2007

Relationships

Registered with (3)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 6, 2016 to presentfactForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2010 to Apr 6, 2016factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Aug 16, 2004 to Oct 9, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df902d1a-c81a-9af0-f472-5a2a4435bf91
First observed: Aug 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.