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Reading the graph
Advisor at MORGAN STANLEY
Sacramento, CA | Folsom, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 26, 2023 | n/a | yes | Sacramento, CA|Folsom, CA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 18, 2023 | Sep 18, 2023 | no | SACRAMENTO, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 21, 2020 | Jan 20, 2023 | no | EL DORADO HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MORGAN STANLEY | Sep 18, 2023 | Oct 26, 2023 | 38 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jan 20, 2023 | Apr 18, 2023 | 88 | Firm change | Other |