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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KOBALT CAPITAL LIMITED

CRD 164037

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfa17e4c-4031-45de-b7fd-ec9dc73dd0f4

Data as of Sep 24, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: May 3, 2012 to Sep 24, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $944MItem 5.F on the latest filing (2021-09-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $944M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $542Mgross asset value as reported per fund; never fund size
SEC number: 801-76671
CRD: 164037
Filings on the tape: 20
First filed: May 3, 2012
Latest filed: Sep 24, 2021
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
KMR MUSIC ROYALTIES II SCSP	Other Private Fund	$345M	Sep 24, 2021	6	Aug 21, 2017	reported	n/a
KOBALT MUSIC ROYALTIES SCA SICAV-SIF	Other Private Fund	$197M	Sep 24, 2021	36	May 3, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHDRITZ, WILLARD, BENGT ANDERS	Director	Na	yes	07/2010	May 3, 2012	Sep 24, 2021
AHLSTROM, JOHAN	CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	07/2010	May 3, 2012	Sep 24, 2021
BUNTING, TIMOTHY, BRIAN	Director	Na	yes	10/2010	May 3, 2012	Sep 24, 2021
Donovan, Thomas, William	Director	Na	yes	07/2020	Sep 24, 2021	Sep 24, 2021
FITZHERBERT-BROCKHOLES, JAMES, PIERS	Director	Na	yes	07/2010	May 3, 2012	Sep 24, 2021
KOBALT MUSIC GROUP LIMITED	Shareholder	E	yes	07/2010	May 3, 2012	Sep 24, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KMR II SARL	n/a	n/a	n/a	N	yes	n/a
KOBALT CAPITAL (SWITZERLAND) SARL	n/a	n/a	n/a	N	yes	n/a
KOBALT CAPITAL LUXEMBOURG SARL	n/a	n/a	n/a	N	yes	n/a
KOBALT MUSIC ROYALTIES SARL	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Luxembourg	n/a	Luxembourg	3	no
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Sep 24, 2021	$944M	$944M	6	2	2	2	$542M
2020	Sep 8, 2020	$933M	$933M	6	2	2	2	$542M
2019	Oct 8, 2019	$872M	$872M	6	2	2	2	$542M
2018	Sep 27, 2018	$691M	$691M	3	1	2	2	$542M
2017	Oct 2, 2017	$543M	$543M	1	1	2	2	$542M
2016	Sep 30, 2016	$153M	$153M	1	1	n/a	1	$153M
2015	Sep 25, 2015	$153M	$153M	1	1	n/a	1	$153M
2014	Sep 23, 2014	$153M	$153M	1	1	n/a	1	$10.0M
2013	Sep 20, 2013	$63.0M	$63.0M	1	1	n/a	1	$10.0M
2012	Aug 30, 2012	$63.0M	$63.0M	n/a	n/a	n/a	1	$10.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$944M	$933M	1.1%	$691M	10.9%	6	6	2	2

Relationships

Advises (2)

→ KOBALT MUSIC ROYALTIES SCA SICAV-SIFPrivate fundOther Private Fund, IA
May 3, 2012 to presentfactForm ADV
→ KMR MUSIC ROYALTIES II SCSPPrivate fundOther Private Fund, IA
Aug 21, 2017 to presentfactForm ADV

Controls (6)

← BUNTING, TIMOTHY, BRIANOwnerDIRECTOR, ownership code NA, individual
May 3, 2012 to presentfactForm ADV
← AHLSTROM, JOHANOwnerCHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 3, 2012 to presentfactForm ADV
← FITZHERBERT-BROCKHOLES, JAMES, PIERSOwnerDIRECTOR, ownership code NA, individual
May 3, 2012 to presentfactForm ADV
← AHDRITZ, WILLARD, BENGT ANDERSOwnerDIRECTOR, ownership code NA, individual
May 3, 2012 to presentfactForm ADV
← Donovan, Thomas, WilliamOwnerDIRECTOR, ownership code NA, individual
Sep 24, 2021 to presentfactForm ADV
← KOBALT MUSIC GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
May 3, 2012 to presentfactForm ADV

Dated events

Occurred
Sep 24, 2021
Control person left
Laurent Hubert (Director) no longer on Schedule A of Kobalt Capital Limited (listed 2020-09-08, absent 2021-09-24)
Form ADVobserved 5 days ago
Occurred
Sep 24, 2021
Control person left
Christiaan Winchester (Director) no longer on Schedule A of Kobalt Capital Limited (listed 2020-09-08, absent 2021-09-24)
Form ADVobserved 5 days ago
Occurred
Sep 24, 2021
Control person joined
William Thomas Donovan (Director) appeared on Schedule A of Kobalt Capital Limited
Form ADVobserved 5 days ago
Occurred
Oct 8, 2019
Regulatory AUM changed
Kobalt Capital Limited reported RAUM $871.6M, up 26% from $691.3M (2018-09-27 to 2019-10-08)
Form ADVobserved 5 days ago
$180M
Occurred
Sep 27, 2018
Regulatory AUM changed
Kobalt Capital Limited reported RAUM $691.3M, up 27% from $543.0M (2018-07-03 to 2018-09-27)
Form ADVobserved 5 days ago
$148M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfa17e4c-4031-45de-b7fd-ec9dc73dd0f4
First observed: May 3, 2012
Last observed: Sep 24, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KOBALT CAPITAL LIMITED

CRD 164037

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfa17e4c-4031-45de-b7fd-ec9dc73dd0f4

Data as of Sep 24, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

KMR MUSIC ROYALTIES II SCSP

Other Private Fund

$345M

Sep 24, 2021

Aug 21, 2017

reported

n/a

KOBALT MUSIC ROYALTIES SCA SICAV-SIF

Other Private Fund

$197M

Sep 24, 2021

May 3, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHDRITZ, WILLARD, BENGT ANDERS

Director

yes

07/2010

May 3, 2012

Sep 24, 2021

AHLSTROM, JOHAN

CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER

yes

07/2010

May 3, 2012

Sep 24, 2021

BUNTING, TIMOTHY, BRIAN

Director

yes

10/2010

May 3, 2012

Sep 24, 2021

Donovan, Thomas, William

Director

yes

07/2020

Sep 24, 2021

FITZHERBERT-BROCKHOLES, JAMES, PIERS

Director

yes

07/2010

May 3, 2012

Sep 24, 2021

KOBALT MUSIC GROUP LIMITED

Shareholder

yes

07/2010

May 3, 2012

Sep 24, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KMR II SARL

n/a

yes

n/a

KOBALT CAPITAL (SWITZERLAND) SARL

n/a

yes

n/a

KOBALT CAPITAL LUXEMBOURG SARL

n/a

yes

n/a

KOBALT MUSIC ROYALTIES SARL

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Luxembourg

n/a

Luxembourg

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Sep 24, 2021

$944M

$542M

2020

Sep 8, 2020

$933M

$542M

2019

Oct 8, 2019

$872M

$542M

2018

Sep 27, 2018

$691M

$542M

2017

Oct 2, 2017

$543M

$542M

2016

Sep 30, 2016

$153M

n/a

$153M

2015

Sep 25, 2015

$153M

n/a

$153M

2014

Sep 23, 2014

$153M

n/a

$10.0M

2013

Sep 20, 2013

$63.0M

n/a

$10.0M

2012

Aug 30, 2012

$63.0M

n/a

$10.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$944M

$933M

1.1%

$691M

10.9%