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Advisor at LIFEPLAN FINANCIAL SERVICES, LP
KINGWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIFEPLAN FINANCIAL SERVICES, LP | State registered | Jun 1, 2011 | n/a | yes | KINGWOOD, TX | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Dec 8, 2009 | Feb 4, 2011 | no | HUMBLE, TX|SAN ANTONIO, TX | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 10, 2006 | Dec 4, 2009 | no | HUMBLE, TX|HUMBLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | LIFEPLAN FINANCIAL SERVICES, LP | Feb 4, 2011 | Jun 1, 2011 | 117 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC FS, INC. | Dec 4, 2009 | Dec 8, 2009 | 4 | Firm change | Other |