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M•••••• T••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

M•••••• T••••• W••••••

Advisor at W•••••• A•••••••• L••

BOSTON, MA | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfb41145-050a-d11d-9ea5-13da60e1d207

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Oct 10, 2025	n/a	yes	BIRMINGHAM, AL\|BOSTON, MA	Current employment
N•• C•••••• L••	Former SEC adviser	Aug 21, 2008	May 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• C•••••• L••	W•••••• A•••••••• L••	May 29, 2026	Oct 10, 2025	-231	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147306:115332:MA:2026-05-29	May 29, 2026	Oct 10, 2025	BOSTON, MA	Firm change after gap

Relationships

Registered with (2)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ N•• C•••••• L••Registered adviserregistration: previous registration
Aug 21, 2008 to May 29, 2026factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
M•••••• T••••• W•••••• left N•• C•••••• L•• for W•••••• A•••••••• L•• (registered 2025-10-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfb41145-050a-d11d-9ea5-13da60e1d207
First observed: Aug 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.