This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$551MItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$551M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

8

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3

Private funds

1Schedule D 7.B(1)

Private fund GAV

$551Mgross asset value as reported per fund; never fund size

Custody, client assets

$551M

SEC number

801-73597

CRD

161662

Filings on the tape

10

First filed

Feb 14, 2012

Latest filed

Mar 29, 2018

Organised

Limited Partnership, Delaware

• Occurred

  Jul 31, 2014
  Succession filed (Item 4)

  Foundation Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dfb808ae-3d90-f9d2-b655-3879c79f8554

First observed

Feb 14, 2012

Last observed

Mar 29, 2018 103 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.