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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JOHN ELMER FLECKENSTEIN

Advisor at SUNBELT SECURITIES

HOUSTON, TX | Kerrville, TX

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Search this name across graphsid dfx:ria:dfb9da96-e026-c6bf-143e-059a18da0d35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNBELT SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 11, 1988
First registration: Mar 2, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1790867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNBELT SECURITIES	Bd affiliated wealth	Apr 27, 2009	n/a	yes	HOUSTON, TX\|HOUSTON, TX\|Kerrville, TX	Current employment
USF ADVISORS, LLC	n/a	Aug 4, 2008	Mar 6, 2009	no	HOUSTON, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 10, 2004	Jul 23, 2008	no	KERRVILLE, TX\|KERRVILLE, TX\|KERRVILLE, TX	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 2, 1998	Oct 24, 2003	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USF ADVISORS, LLC	SUNBELT SECURITIES	Mar 6, 2009	Apr 27, 2009	52	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	USF ADVISORS, LLC	Jul 23, 2008	Aug 4, 2008	12	Firm change	Other
RBC CAPITAL MARKETS, LLC	WELLS FARGO INVESTMENTS, LLC	Oct 24, 2003	Jun 10, 2004	230	Firm change	Other

Relationships

Registered with (4)

→ SUNBELT SECURITIESRegistered adviserregistration: current employment
Apr 27, 2009 to presentfactForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 4, 2008 to Mar 6, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 10, 2004 to Jul 23, 2008factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 2, 1998 to Oct 24, 2003factForm ADV

Dated events

No dated event names this entity yet.