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Advisor at COMMONWEALTH FINANCIAL NETWORK
North Bellmore, NY | Melville, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 7, 2025 | n/a | yes | North Bellmore, NY|Melville, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | Jan 10, 2025 | no | SCOTTSDALE, AZ|Syosset, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jun 13, 2017 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| 4THOUGHT FINANCIAL GROUP INC. | Independent wealth | May 7, 2013 | May 31, 2017 | no | SYOSSET, NY|SYOSSET, NY | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Mar 16, 2005 | Jul 5, 2007 | no | UNIONDALE, NY|UNIONDALE, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 30, 2002 | Jul 7, 2003 | no | LAKE SUCCESS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | COMMONWEALTH FINANCIAL NETWORK | Jan 10, 2025 | Jan 7, 2025 | -3 | Firm change | Ibd to ibd |
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| 4THOUGHT FINANCIAL GROUP INC. | AMERICAN PORTFOLIOS ADVISORS, INC | May 31, 2017 | Jun 13, 2017 | 13 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | 4THOUGHT FINANCIAL GROUP INC. | Jul 5, 2007 | May 7, 2013 | 2,133 | Firm change after gap | Other |
| EQUITABLE ADVISORS, LLC | HORNOR, TOWNSEND & KENT, LLC | Jul 7, 2003 | Mar 16, 2005 | 618 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:8032:NY:2025-01-09 | Jan 10, 2025 | Jan 7, 2025 | SYOSSET, NY | Firm change |