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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINANCIAL ADVISORY PARTNERS, LLC

CRD 310914

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfbfeba9-09cb-9f85-668c-e3d91b61c241

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Dec 1, 2020 to Jul 22, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.8 fund_share=0.0 institutional_share=0.1 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $378MItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $301MderivedItem 5.D individuals plus high net worth individuals
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $94.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 570
Individual clients: 42
High net worth clients: 91
SEC number: 801-120062
CRD: 310914
Filings on the tape: 23
First filed: Dec 1, 2020
Latest filed: Jul 22, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID STEELE SUTPHIN	n/a	WINTER PARK, FL	5	28	3	yes
ALEXANDER WOLCOTT VANDENBERG	n/a	WINTER PARK, FL	5	30	n/a	yes
PATRICIA NELL MANLEY	n/a	WINTER PARK, FL	4	19	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DRAKE, LYNETTE, GERALYN	Trustee	F	yes	07/2012	Dec 11, 2020	Mar 5, 2024
NORTHSTAR BANK	Partner	C	yes	12/2014	Dec 1, 2020	Mar 5, 2024
NORTHSTAR FINANCIAL GROUP INC.	Owner	E	yes	01/2001	Dec 10, 2020	Mar 5, 2024
PEPLINSKI 2012 FAMILY TRUST	Owner	C	yes	07/2012	Dec 10, 2020	Mar 5, 2024
PEPLINSKI, JERRY, ALLAN	Trustee	F	yes	07/2012	Dec 11, 2020	Mar 5, 2024
ROBERTS 2012 FAMILY TRUST	Owner	C	yes	07/2012	Dec 10, 2020	Mar 5, 2024
SUTPHIN, DAVID, STEELE	PARTNER / CHIEF COMPLIANCE OFFICER	C	yes	03/2008	Dec 1, 2020	Mar 5, 2024
VANDENBERG, ALEXANDER, WOLCOTT	Partner	C	yes	03/2008	Dec 1, 2020	Mar 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHSTAR BANK	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 12, 2026	$378M	$378M	3	3	n/a	n/a
2024	Mar 18, 2025	$325M	$325M	3	3	n/a	n/a
2023	Mar 5, 2024	$299M	$299M	3	3	n/a	n/a
2022	Feb 27, 2023	$271M	$271M	3	3	n/a	n/a
2021	Mar 16, 2022	$306M	$306M	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$378M	$325M	16.2%	$271M	11.8%	3	3	0	0

Relationships

Registered with (4)

← PIERRE GASTON MARC ALLARDAdvisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← PATRICIA NELL MANLEYAdvisorregistration: current employment
Sep 22, 2021 to presentfactForm ADV
← ALEXANDER WOLCOTT VANDENBERGAdvisorregistration: current employment
Jan 26, 2021 to presentfactForm ADV
← DAVID STEELE SUTPHINAdvisorregistration: current employment
Jan 7, 2021 to presentfactForm ADV

Controls (8)

← VANDENBERG, ALEXANDER, WOLCOTTOwnerPARTNER, ownership code C, individual
Dec 1, 2020 to Mar 5, 2024factForm ADV
← SUTPHIN, DAVID, STEELEOwnerPARTNER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 1, 2020 to Mar 5, 2024factForm ADV
← DRAKE, LYNETTE, GERALYNOwnerTRUSTEE, ownership code F, individual
Dec 11, 2020 to Mar 5, 2024factForm ADV
← PEPLINSKI, JERRY, ALLANOwnerTRUSTEE, ownership code F, individual
Dec 11, 2020 to Mar 5, 2024factForm ADV
← NORTHSTAR BANKOwnerPARTNER, ownership code C, domestic entity
Dec 1, 2020 to Mar 5, 2024factForm ADV
← NORTHSTAR FINANCIAL GROUP INC.OwnerOWNER, ownership code E, domestic entity
Dec 10, 2020 to Mar 5, 2024factForm ADV
← PEPLINSKI 2012 FAMILY TRUSTOwnerOWNER, ownership code C, domestic entity
Dec 10, 2020 to Mar 5, 2024factForm ADV
← ROBERTS 2012 FAMILY TRUSTOwnerOWNER, ownership code C, domestic entity
Dec 10, 2020 to Mar 5, 2024factForm ADV

Dated events

Occurred
Dec 11, 2020
Control person joined
Lynette Drake (Trustee) appeared on Schedule A of Financial Advisory Partners, Llc
Form ADVobserved 4 days ago
Occurred
Dec 11, 2020
Control person joined
Jerry Peplinski (Trustee) appeared on Schedule A of Financial Advisory Partners, Llc
Form ADVobserved 4 days ago
Occurred
Dec 1, 2020
First Form ADV filing
Financial Advisory Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfbfeba9-09cb-9f85-668c-e3d91b61c241
First observed: Dec 1, 2020
Last observed: Jul 22, 2026 59 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL ADVISORY PARTNERS, LLC

CRD 310914

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dfbfeba9-09cb-9f85-668c-e3d91b61c241

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID STEELE SUTPHIN

n/a

WINTER PARK, FL

yes

ALEXANDER WOLCOTT VANDENBERG

n/a

WINTER PARK, FL

n/a

yes

PATRICIA NELL MANLEY

n/a

WINTER PARK, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DRAKE, LYNETTE, GERALYN

Trustee

yes

07/2012

Dec 11, 2020

Mar 5, 2024

NORTHSTAR BANK

Partner

yes

12/2014

Dec 1, 2020

Mar 5, 2024

NORTHSTAR FINANCIAL GROUP INC.

Owner

yes

01/2001

Dec 10, 2020

Mar 5, 2024

PEPLINSKI 2012 FAMILY TRUST

Owner

yes

07/2012

Dec 10, 2020

Mar 5, 2024

PEPLINSKI, JERRY, ALLAN

Trustee

yes

07/2012

Dec 11, 2020

Mar 5, 2024

ROBERTS 2012 FAMILY TRUST

Owner

yes

07/2012

Dec 10, 2020

Mar 5, 2024

SUTPHIN, DAVID, STEELE

PARTNER / CHIEF COMPLIANCE OFFICER

yes

03/2008

Dec 1, 2020

Mar 5, 2024

VANDENBERG, ALEXANDER, WOLCOTT

Partner

yes

03/2008

Dec 1, 2020

Mar 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHSTAR BANK

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$378M

n/a

2024

Mar 18, 2025

$325M

n/a

2023

Mar 5, 2024

$299M

n/a

2022

Feb 27, 2023

$271M

n/a

2021

Mar 16, 2022

$306M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$378M

$325M

16.2%

$271M

11.8%