DFX Intelligence

K••• L• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

K••• L• H••••••••

Advisor at F••••••• W••••• A•••••••• L•••

WEST NEWBURY, MA | WAKEFIELD, MA

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Search this name across graphsid dfx:ria:dfc274d1-34aa-fa17-db96-715024b84b25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 12, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• A•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• A•••••••• L•••	Independent wealth	May 11, 2026	n/a	yes	WAKEFIELD, MA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Aug 28, 2003	n/a	yes	WEST NEWBURY, MA	Current employment

Relationships

Registered with (2)

→ F••••••• W••••• A•••••••• L•••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Aug 28, 2003 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfc274d1-34aa-fa17-db96-715024b84b25
First observed: Feb 12, 1987
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.