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Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Alexander, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Oct 3, 2022 | n/a | yes | Alexander, AR | Current employment |
| GENWEALTH FINANCIAL ADVISORS, LLC | n/a | Aug 30, 2007 | Dec 14, 2022 | no | BRYANT, AR|HOT SPRINGS VILLAGE, AR|LONOKE, AR|BRYANT, AR|BRYANT, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GENWEALTH FINANCIAL ADVISORS, LLC | INDEPENDENT ADVISOR ALLIANCE, LLC | Dec 14, 2022 | Oct 3, 2022 | -72 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144979:168267:AR:2022-12-14 | Dec 14, 2022 | Oct 3, 2022 | BRYANT, AR | Firm change after gap |