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Advisor at OSAIC WEALTH, INC.
SMITHTOWN, NY | Smithtown, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | Smithtown, NY|Smithtown, NY | Current employment |
| MURPHY & MULLICK CAPITAL MANAGEMENT CORP | Independent wealth | Aug 23, 2024 | n/a | yes | SMITHTOWN, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | May 21, 2019 | Oct 11, 2024 | no | Smithtown, NY|HOLBROOK, NY | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Oct 3, 2016 | May 21, 2019 | no | SMITHTOWN, NY | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 2, 2014 | Oct 3, 2016 | no | SMITHTOWN, NY|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | MURPHY & MULLICK CAPITAL MANAGEMENT CORP | Oct 11, 2024 | Aug 23, 2024 | -49 | Firm change after gap | Ibd to new firm |
| CETERA ADVISORS LLC | AMERICAN PORTFOLIOS ADVISORS, INC | May 21, 2019 | May 21, 2019 | 0 | Firm change | Ibd to RIA |
| INVESTORS CAPITAL ADVISORY | CETERA ADVISORS LLC | Oct 3, 2016 | Oct 3, 2016 | 0 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112697:328629:NY:2024-10-11 | Oct 11, 2024 | Aug 23, 2024 | HOLBROOK, NY | Firm change after gap |
| 10299:112697:NY:2019-05-14 | May 21, 2019 | May 21, 2019 | SMITHTOWN, NY | Firm change |
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Oct 3, 2016 | LYNNFIELD, MA | Firm change |