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CRD 323134
MONROE, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KEITH CUOMO | n/a | MONROE, CT | 3 | 14 | 2 | yes |
| ROBERT George DUNBAR | n/a | MONROE, CT | 3 | 17 | n/a | no |
| MICHELE KRISTINE DUNBAR | n/a | MONROE, CT | 0 | 17 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CUOMO, KEITH, CHRISTIAN | DIRECTOR OF WEALTH MANAGEMENT / CHIEF COMPLIANCE OFFICER | Na | yes | 02/2023 | Feb 17, 2023 | Mar 22, 2024 |
| DUNBAR, MICHELE, KRISTINE | MANAGING MEMBER / MANAGING PARTNER | E | yes | 09/2022 | Sep 27, 2022 | Mar 22, 2024 |
| DUNBAR, ROBERT, George | MANAGING PARTNER | B | yes | 09/2022 | Sep 27, 2022 | Mar 22, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $307M | $241M | 3 | 2 | 0 | n/a | n/a |
| 2024 | Mar 7, 2025 | $267M | $72.6M | 3 | 2 | 0 | n/a | n/a |
| 2023 | Mar 22, 2024 | $213M | $63.2M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $110M | $37.3M | 2 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $307M | $267M | 15.1% | $110M | 40.9% | 3 | 3 | 0 | 0 |