DFX Intelligence

C•••••• M•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

C•••••• M•••• G•••••••••

Advisor at K•••••• W••••• A•••••••

LOS ALTOS, CA

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Search this name across graphsid dfx:ria:dff42fab-70c6-f8bd-6a37-9284b77dd619

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• W••••• A•••••••	State registered	Aug 25, 2010	n/a	yes	LOS ALTOS, CA	Current employment
W••••••••• A•••••••• L••	n/a	Jan 6, 2016	May 17, 2016	no	LOS ALTOS, CA\|BOULDER CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• A•••••••• L••	n/a	May 17, 2016	n/a	n/a	Departure no registered destination	Departure
F••••••• F•••••••• N••••••• L••	K•••••• W••••• A•••••••	Aug 18, 2010	Aug 25, 2010	7

Relationships

Registered with (3)

→ K•••••• W••••• A•••••••Registered adviserregistration: current employment
Aug 25, 2010 to presentfactForm ADV
→ W••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to May 17, 2016factForm ADV
→ F••••••• F•••••••• N••••••• L••Registered adviserregistration: previous registration
Jun 11, 2009 to Aug 18, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dff42fab-70c6-f8bd-6a37-9284b77dd619
First observed: Jun 11, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.