DFX Intelligence

D••••• J••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

D••••• J••• H••••••

Advisor at O•••• I••••••••• I•••

West Orange, NJ | Syracuse, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Jul 25, 2025	n/a	yes	West Orange, NJ\|Syracuse, NY	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 27, 2020	Aug 11, 2025	no	Syracuse, NY\|Solvay, NY\|West Orange, NJ\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	O•••• I••••••••• I•••	Aug 11, 2025	Jul 25, 2025	-17	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:35371:NY:2025-08-11	Aug 11, 2025	Jul 25, 2025	SYRACUSE, NY	Firm change

Relationships

Registered with (2)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2020 to Aug 11, 2025factForm ADV

Dated events

Order

Occurred
11 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 27, 2020
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.