DFX Intelligence

J••••• A••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••• A••• K••••

Advisor at O••••••••• S••••••••• I•••

INDIANAPOLIS, IN | Noblesville, IN

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Search this name across graphsid dfx:ria:e023f411-9019-3eeb-a5bb-63479580d6c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• S••••••••• I•••	Bd affiliated wealth	Feb 24, 2010	n/a	yes	INDIANAPOLIS, IN\|Noblesville, IN	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jul 27, 2009	Nov 3, 2009	no	APPLETON, WI\|BLAIRSVILLE, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	O••••••••• S••••••••• I•••	Nov 3, 2009	Feb 24, 2010	113	Firm change	Other
F•••• L••••• S••••••••• L••	I••••• F•••••••• C•••••••••	Jul 28, 2009	Jul 27, 2009

Relationships

Registered with (3)

→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 24, 2010 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jul 27, 2009 to Nov 3, 2009factForm ADV
→ F•••• L••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 9, 2007 to Jul 28, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e023f411-9019-3eeb-a5bb-63479580d6c3
First observed: Aug 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.