DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Kirkland, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 5, 2025 | n/a | yes | Kirkland, WA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 4, 2023 | Apr 10, 2025 | no | Issaquah, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 14, 2021 | May 12, 2023 | no | ISSAQUAH, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 26, 2020 | Jul 1, 2021 | no | Bellevue, WA|Kirkland, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Dec 24, 2019 | no | BELLEVUE, WA|SEATTLE, WA|BELLEVUE, WA|ANCHORAGE, AK | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jun 2, 2000 | Jul 1, 2003 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES & ASSOCIATES, INC. | Apr 10, 2025 | May 5, 2025 | 25 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 12, 2023 | May 4, 2023 | -8 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 1, 2021 | Jul 14, 2021 | 13 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Dec 24, 2019 | Mar 26, 2020 | 93 | Firm change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149018:WA:2023-05-12 | May 12, 2023 | May 4, 2023 | ISSAQUAH, WA | Firm change |