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K••••••• M•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

K••••••• M•••• R••••••

Advisor at D•••••• W•••••

New York, NY | MAHWAH, NJ

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Search this name across graphsid dfx:ria:e02e1594-86e3-0658-abd5-06e2a26813b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W•••••	Independent wealth	Feb 9, 2024	n/a	yes	New York, NY\|MAHWAH, NJ	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Mar 19, 2021	Feb 12, 2024	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	D•••••• W•••••	Feb 12, 2024	Feb 9, 2024	-3	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
4031:328909:NY:2024-02-12	Feb 12, 2024	Feb 9, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ D•••••• W•••••Registered adviserregistration: current employment
Feb 9, 2024 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 19, 2021 to Feb 12, 2024factForm ADV

Dated events

Occurred
Feb 12, 2024
Advisor changed firm
K••••••• M•••• R•••••• left H•••••• T••••••• • K•••• L•• for D•••••• W••••• (registered 2024-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e02e1594-86e3-0658-abd5-06e2a26813b6
First observed: Mar 19, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.