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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)21 years in industry

KEVIN MICHAEL KEEFE

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:e03fca82-aabc-3368-4ba3-3fe1fa0921b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Mar 21, 2005
First registration: May 6, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 1869560

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Apr 24, 2025	n/a	yes	SAN DIEGO, CA	Current employment
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Apr 6, 2023	Feb 14, 2025	no	SAN DIEGO, CA\|WILMINGTON, DE\|San Diego, CA	Previous registration
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Apr 16, 2020	May 4, 2020	no	San Diego, CA\|San Diego, CA\|Charlotte, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2020	Apr 2, 2020	no	SAN DIEGO, CA\|SAN DIEGO, CA\|CHARLOTTE, NC	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	May 6, 2014	Apr 3, 2018	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REALTA INVESTMENT ADVISORS, INC	INDEPENDENT FINANCIAL GROUP, LLC	Feb 14, 2025	Apr 24, 2025	69	Firm change	Ibd to ibd
INDEPENDENT ADVISOR ALLIANCE, LLC	REALTA INVESTMENT ADVISORS, INC	May 4, 2020	Apr 6, 2023	1,067	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Apr 2, 2020	Apr 16, 2020	14	Firm change	Ibd to RIA
FIRST ALLIED ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Apr 3, 2018	Apr 2, 2020	730	Firm change after gap	Ibd to ibd

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Apr 6, 2023 to Feb 14, 2025factForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
Apr 16, 2020 to May 4, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 2, 2020 to Apr 2, 2020factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 6, 2014 to Apr 3, 2018factForm ADV

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
Kevin Michael Keefe left Realta Investment Advisors, Inc for Independent Financial Group, Llc (registered 2025-04-24)
Form ADVobserved 5 days ago