DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

RICHARD J SPAYDE

Advisor at WELLS FARGO ADVISORS

ST. PETERSBURG, FL | TIERRA VERDE, FL | CLEARWATER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e040946a-101a-d6d8-a7df-5991ed82416b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 27, 1990
First registration: Apr 10, 2001
Dual registered: yes, broker-dealer
Other names: RICHARD J (JR) SPAYDE|RICHARD JOHN SPAYDE
IAPD individual key: 2068055

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	n/a	yes	ST. PETERSBURG, FL\|CLEARWATER, FL\|TIERRA VERDE, FL	Current employment
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 10, 2001	Jul 1, 2003	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 1, 2003 to presentfactForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 10, 2001 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e040946a-101a-d6d8-a7df-5991ed82416b
First observed: Apr 10, 2001
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD J SPAYDE

Advisor at WELLS FARGO ADVISORS

ST. PETERSBURG, FL | TIERRA VERDE, FL | CLEARWATER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e040946a-101a-d6d8-a7df-5991ed82416b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Jul 1, 2003

n/a

yes

ST. PETERSBURG, FL|CLEARWATER, FL|TIERRA VERDE, FL

Current employment

PRUDENTIAL EQUITY GROUP, LLC

n/a

Apr 10, 2001

Jul 1, 2003

ST. PETERSBURG, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PRUDENTIAL EQUITY GROUP, LLC

WELLS FARGO ADVISORS

Jul 1, 2003

Bulk transfer

Other