This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$19.0MItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$19.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Individual clients

0

High net worth clients

0

Private funds

1Schedule D 7.B(1)

Custody, client assets

$19.0M

SEC number

801-134222

CRD

337457

Filings on the tape

2

First filed

Aug 15, 2025

Latest filed

Jun 29, 2026

Organised

Limited Liability Partnership

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e042b60b-fe3e-84a0-3161-5cb3b43ffd0d

First observed

Aug 15, 2025

Last observed

Jun 29, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.