E••• O• L••

Advisor at L••••••• I••••••••• M••••••••• S••••••• L••

WAILUKU, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• I••••••••• M••••••••• S••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 16, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• I••••••••• M••••••••• S••••••• L••	State registered	Nov 25, 2011	n/a	yes	WAILUKU, HI	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	May 7, 2009	Nov 18, 2011	no	SEATTLE, WA\|ANCHORAGE, AK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	L••••••• I••••••••• M••••••••• S••••••• L••	Nov 18, 2011	Nov 25, 2011	7	Firm change	Other
F••••••••• A•••• M••••••••• L••	K•• F•••••••• S•••••••• I••	Apr 8, 2009	May 7, 2009

Relationships

Registered with (4)

→ L••••••• I••••••••• M••••••••• S••••••• L••Registered adviserregistration: current employment
Nov 25, 2011 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
May 7, 2009 to Nov 18, 2011factForm ADV
→ F••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2009 to Apr 8, 2009factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 18, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.